Rule 144A

Results: 189



#Item
131Finance / Financial system / 73rd United States Congress / Financial services / Stock market / Securities Act / Rule 144A / Securities Exchange Act / Security / Financial economics / United States securities law / United States Securities and Exchange Commission

Microsoft Word - IIB Comment Letter on Proposed Reg B.DOC

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Source URL: www.sec.gov

Language: English - Date: 2004-09-02 10:00:33
132Finance / 73rd United States Congress / Business / Stock market / New Deal / Securities Act / Rule 144A / Securities Exchange Act / Qualified institutional buyer / United States Securities and Exchange Commission / United States securities law / Financial economics

November 28, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2006-11-29 14:01:06
133Stock market / 73rd United States Congress / Finance / Investment / New Deal / Securities Act / Securities Exchange Act / Qualified institutional buyer / Rule 144A / United States Securities and Exchange Commission / United States securities law / Financial economics

Microsoft Word - CommentLetter.SEC.De-Registration[removed]3marked.doc

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Source URL: www.sec.gov

Language: English - Date: 2006-03-03 20:22:41
134United States Securities and Exchange Commission / Finance / Business / Corporate finance / 73rd United States Congress / Securities Act / SEC filing / Rule 144A / Securities Exchange Act / Stock market / United States securities law / Financial economics

Cravath, Swaine & Moore LLP on S7-12-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-03 19:59:40
135Financial regulation / Finance / 73rd United States Congress / Securities / Stock market / Rule 144A / Securities Act / Regulation D / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Financial economics

December 21, 2012 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-12-27 15:15:03
136Financial regulation / Business / 73rd United States Congress / SEC filings / United States corporate law / Securities Act / Securities Exchange Act / Rule 144A / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Finance

European Companies on S7-12-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-03 19:47:04
137Financial regulation / Business / 73rd United States Congress / Stock market / United States corporate law / Securities Act / Rule 144A / U.S. Securities and Exchange Commission / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / Finance

Comment Letter on s7-12-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-15 14:18:31
13873rd United States Congress / Economy of the United States / Financial system / Financial Industry Regulatory Authority / Rule 144A / U.S. Securities and Exchange Commission / Securities Act / Self-regulatory organization / ACT / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 16, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv

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Source URL: www.sec.gov

Language: English - Date: 2013-10-17 08:09:24
13973rd United States Congress / Financial economics / Financial regulation / Stock market / Securities Act / Securities Exchange Act / Security / U.S. Securities and Exchange Commission / Rule 144A / United States securities law / United States Securities and Exchange Commission / Finance

Sherman & Sterling on S7-12-05

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Source URL: www.sec.gov

Language: English - Date: 2006-03-03 20:20:26
140Financial economics / Finance / Alaska / Qualified institutional buyer / Investment / Rule 144A / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Rulemaking / United States Securities and Exchange Commission / United States securities law / Financial regulation

Microsoft Word - Memo to Secretary--DF _Alaska_

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Source URL: www.sec.gov

Language: English - Date: 2010-10-08 10:30:25
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